- Review
- Published:
An explanation for sudden death in epilepsy (SUDEP)
The Journal of Physiological Sciences volume 68, pages 307–320 (2018)
Abstract
This review traces the examination of autonomic, cardiovascular, and respiratory derangements associated with seizure activity in the clinical and preclinical literature generally, and in the author’s animal model specifically, and concludes with the author’s views on the potential mechanisms for sudden death in epilepsy (SUDEP). An animal model that employs kainic acid-induced seizures on a background of urethane anesthesia has permitted unprecedented access to the behavior of autonomic, cardiovascular, and respiratory systems during seizure activity. The result is a detailed description of the major causes of death and how this animal model can be used to develop and test preventative and interventional strategies. A critical translational step was taken when the rat data were shown to directly parallel data from definite SUDEP cases in the clinical literature. The reasons why ventricular fibrillation as a cause of death is so rarely reported and tools for verifying that seizure-associated laryngospasm can induce obstructive apnea as a cause of death are discussed in detail. Many details of the specific kinetics of activation of brainstem neurons serving autonomic and respiratory function remain to be elucidated, but the boundary conditions described in this review provide an excellent framework for more focused studies. A number of studies conducted in animal models of seizure activity and in epilepsy patients have contributed information on the autonomic, cardiovascular, and respiratory consequences of seizure activity spreading through hypothalamus and brainstem to the periphery. The result is detailed information on the systemic impact of seizure spread and the development of an understanding of the essential mechanistic features of sudden unexpected death in epilepsy (SUDEP). This review summarizes translation of data obtained from animal models to biomarkers that are useful in evaluating data from epilepsy patients.
Definition of SUDEP
Sudden unexpected death in epilepsy (SUDEP) is the sudden, unexpected death of someone with epilepsy, who was otherwise healthy. Attention to the condition in the last decade has resulted in refinements in the definition (“… a non-traumatic, non-drowning death that occurs in benign circumstances in an individual with epilepsy…” see e.g., [1, 2]), more detailed calculations of incidence (from about 1–9 deaths per 1000 patient years) [2,3,4], and the identification of key cardiopulmonary events that contribute to an overall pattern ending with death [3].
Qualifiers of “definite”, “probable”, and “possible” depend on the availability of autopsy or direct observations/recordings of terminal event and the presence or absence of a competing cause of death. “Definite” is used when competing causes of death are ruled out by autopsy or having directly observed/recorded the terminal event. “Probable” is used in the absence of autopsy data or likely alternative cause of death and confidence that the circumstances surrounding the death were otherwise benign. “Possible” is used when a competing cause of death exists and autopsy data are unavailable. A “plus” designation attached to the “definite” or “probable” definitions is used “when a concomitant condition other than epilepsy is identified before or after death, if the death may have been due to the combined effect of both conditions, and if autopsy or direct observations/recordings of terminal event did not prove the concomitant condition to be the cause of death” [1].
While the incidence of sudden deaths is < 10/1000 [2,3,4], the highest risk occurs in patients whose seizures are poorly controlled, and SUDEP is the leading cause of death in young adults with uncontrolled seizures. With an estimated 65 million people worldwide currently living with epilepsy, and hundreds of thousands of new diagnoses annually, SUDEP is a significant concern—especially if preventative or interventional strategies could be made available.
Utility of animal models for SUDEP studies
A wide range of animal models has been used to explore cardiac and/or respiratory derangements due to or associated with seizure activity that may contribute to an individual’s death (for wide-ranging reviews: [5, 6]). For example, research employing transgenic mouse models has suggested critical contributions from genetic mutations impacting serotonergic neurotransmission and function in brainstem respiratory centers [2, 7,8,9]. However, over a dozen mouse strains show audiogenic seizures [10].
Complicating the development and accepted value of animal models is that what is known and what is unknown about the circumstances of each human death has been used to question the appropriateness of particular animal models for the study of SUDEP. As examples, because of data that the majority of deaths occur at night (suggesting a circadian variance in some parameter) and when the individual was in bed (suggesting that, as with some infants, the airway might become obstructed by bedding) (reviewed in [2]), data from animal models not specifically incorporating these details are often dismissed as incomplete. Identification of linkages between the animal model and human pathophysiology has been challenging.
In audiogenic seizure-prone mice, death typically accompanies an extreme tonic phase that includes hindlimb extension (e.g., [8, 11,12,13,14,15]). The parallels of this convulsive activity to aspects of human motor convulsions and the systemic physiological impact of this seizure type have not been fully established, but the audiogenic seizure phenotype has been extremely valuable in epilepsy research.
Our approach to the SUDEP mechanism has been different. Having used urethane as an anesthetic for work on hippocampal theta rhythm, one of the best-studied EEG signals reflecting synchrony in the limbic system [16], we found that seizure activity could be induced under urethane, but remarkably, motor convulsions were absent [17, 18]. This preparation has permitted an extraordinary range of recordings during seizure activity [19]. Some recordings, in fact, such as continuous and direct visualization of the larynx during seizure activity, have not been possible previously [20]. The seizure activity induced by kainic acid is of limbic cortical origin, thus resembling temporal lobe seizures, and follows a similar pattern to that seen when administered to unanesthetized animals, namely a period of seizure activity that can be long lasting enough to meet the definition of status epilepticus, followed by much briefer discrete seizures over. The pronounced metabolic derangements associated with status epilepticus are also not present, due to the absence of motor convulsions (e.g., [21, 22]).
Panautonomic activation during limbic cortical seizure activity
Access to autonomic premotor and preganglionic neurons from limbic cortical regions is relatively direct, with projections from subiculum into paraventricular nucleus of the hypothalamus (PVN; there are also projections where limbic cortical and insular cortical outputs are relayed through the amygdala) [23,24,25,26], and projections from PVN into medullary areas for both sympathetic premotor and parasympathetic preganglionic activation. Projections also engage respiratory rhythm generation and motor areas (e.g., [7, 8, 11]). Many of these projections are reviewed in [27, 28] and highly schematized in Fig. 1.
Clinical reports and experimental studies have demonstrated changes in cardiac, respiratory, gastrointestinal, and genitourinary function before, during, and after a seizure (see e.g., [29,30,31,32,33,34,35,36,37,38,39,40,41]). Significant autonomic effects of seizures more commonly occur in association with generalized tonic–clonic seizures or partial seizures originating in the temporal lobe [31, 42, 43] than in association with absence seizures or focal seizures that minimally impact limbic or insular cortices. With a starting view that a seizure that causes death must do so by spreading to autonomic brain regions to ultimately impact cardiovascular or respiratory function, we began by looking for such spread in recordings from autonomic peripheral nerves.
Each seizure was able to increase parasympathetic activity by about tenfold and sympathetic tone by nearly as much [36]. Although both divisions of the autonomic nervous system showed significant increases in activity, the resulting change in heart rate and rhythm, which could be either brady- or tachy-arrhythmia, depended upon the relative levels in each division and the baseline conditions (Fig. 2). Multiple studies have sought to define the extent to which seizures alter cardiac rhythm (e.g., [43,44,45]). Seizures that produce sinus arrhythmias provoke tachycardia in up to 99% of cases [46], with HR increases to 120–150 bpm [45, 47, 48]. Episodes of ictal bradycardia to a HR of 20–40 bpm have been reported [48]. Other changes to cardiac rhythm have been noted during seizures, including premature atrial and ventricular contractions [44] and ST-segment changes indicating cardiac ischemia [49, 50]. The main finding from many of the clinical and animal studies was that seizure-induced autonomic changes were transient: when the seizure abated, ANS activity reverted to normal pre-seizure levels.
Although less common, bradyarrhythmias, including periods of asystole, have been reported in epilepsy patients [51,52,53,54,55,56,57,58]. In our animal studies of seizure-induced bradyarrhythmia, extremes significantly impacted cardiac output and we showed in physiological simulations that the resulting decrease in brain blood flow would terminate any ongoing seizure activity (Fig. 3) [59, 60]. Similar examples of seizure termination have been reported in the clinical literature [61, 62]. The resulting conclusion with regard to a mechanism of sudden death was that it may not be possible for severe autonomic derangements to be lethal. If the seizure was the stimulus for increased vagal tone and bradyarrhythmia, terminating the seizure would end the stimulus and permit a return to baseline conditions. A seizure-induced overdrive of the vagal output to the heart might never be lethal because it would be self-terminating.
Ventricular fibrillation
Cardiac fibrosis and hypertrophy, increased QT interval lengths and dispersion, evidence for increased sympathetic tone and decreased parasympathetic tone, and the commonly acknowledged observations of ictal tachycardia all raise the question of whether ventricular fibrillation (VF) may be a cause of SUDEP (e.g., [63], see also [64]). Generally, decreased vagal protection increases the risk for ventricular fibrillation (VF; [65]). To date, four cases of VF arising from seizures [66, 67], plus one case of VF in relation to seizure-induced takotsubo cardiomyopathy [68] have been documented. In addition, epilepsy has been shown to be a risk factor for sudden cardiac arrest ending in ventricular fibrillation [69, 70].
We looked at conditions that might favor ventricular fibrillation, a condition which when initiated would be lethal whether a precipitating seizure continued or not. Briefly, we found that entry into ventricular tachycardia and ventricular fibrillation could occur spontaneously under narrow conditions of moderate, but not severe hypoxia, sympathetic overdrive, and minimal vagal activity (Fig. 4) [64, 71]. Even small amounts of vagal activity were protective. Most interesting was the finding that repeated seizure activity in rats led to cardiac dilatation that actually lowered the already small risk for ventricular fibrillation [72]. Enlargement of the overall dimension of the heart by increasing ventricular cavity size and not increasing ventricular wall thickness is eccentric hypertrophy, and this increases the path length for conduction within the ventricular myocardium. The longer path length might explain the increased difficulty in initiating ventricular fibrillation in dilated hearts, i.e., a lower incidence of reentrant arrhythmias. Protection by the vagus and the very specific conditions necessary for destabilizing the ventricular conduction pathways suggested that seizure-induced ventricular fibrillation was not the most likely cause of sudden death due to seizure activity.
Whereas the most common cause of VF in humans is regional cardiac ischemia in the setting of myocardial infarction, global hypoxemia has been implicated in some conditions to produce arrhythmias (e.g., obstructive apnea; [73], cf. [74]). The closest we came to triggering a run of VF with a “vagal storm” supports the notion that global hypoxemia can destabilize the conduction pathways of the heart: a 50-Hz vagal stimulus train initiated a run of ventricular tachycardia in our rat model, but this was relatively quickly suppressed by the continuation of the vagal stimulus train (Fig. 4c). We suspect that periods of severe bradyarrhythmia or asystole may disable some regions of the intrinsic conduction system or ventricular myocardium thereby disrupting the normal sequential activation of myocytes and favoring VF.
Airway occlusion by laryngospasm
As the conditions for VF are highly constrained and appear to disfavor VF with repeated seizures, we sought a more likely explanation for sudden death. Seizure activity significantly alters respiratory rhythm, causing an irregular, but increased respiratory rate and an irregular, but decreased tidal volume, leaving a relatively unchanged minute ventilation [20].
Respiratory changes during seizures can be significant (reviewed in [2, 7, 75]). Reports of ictal tachypnea, bradypnea, and apnea (e.g., [3, 20, 76,77,78,79,80,81,82]) all point to an impact of seizure activity on respiratory rhythm generation and thereby a role in oxygen desaturation during seizures [77, 80].
Animal studies involving rats [18, 20, 36], mice [11, 83], cats [84, 85], and sheep [86, 87] have all contributed to a demonstration of the importance of ictal hypoxemia in seizure-induced death.
Laryngospasm sufficient to produce partial airway occlusion was also typical [20]. High-frequency “convulsive” activity of the vocal folds was described as a feature of seizure activity, but occasionally, the spasm of laryngeal musculature was such that complete airway occlusion with obstructive apnea occurred [20].
Interestingly, in our experiments, animals with a protected airway (tracheal implant, endotracheal tube, or tracheal window) never died during seizure activity, but animals without airway protection died more than 20% of the time [20]. We found during seizure activity that episodes of central apnea (defined as periods of no airflow and no evidence of respiratory effort) and obstructive apnea (defined as periods of no airflow with evidence of inspiratory effort) were both observed [20, 88], but only the periods of obstructive apnea were associated with severe systemic consequences and death (Fig. 5). The basis for the airway obstruction was demonstrated to be seizure-induced laryngospasm [20]. This was sufficient to completely prevent airflow and precipitated rapid desaturation, ischemic cardiac rhythm and functional changes, respiratory arrest, cardiac arrest, and finally death. Other, indirect evidence has supported laryngospasm, most significantly, pulmonary edema (e.g., [14, 89,90,91]).
Central apneic episodes were associated with smaller changes in oxygen saturation (e.g., Fig. 6) and were argued to result from seizure-triggered activation of the diving reflex [88], a “normal” response that results from co-activation of both divisions of the autonomic nervous system (Fig. 7) [92,93,94,95,96].
The mammalian diving response is an extremely powerful reflex response to nasopharyngeal stimulation that results in apnea, bradycardia, and increased systemic blood pressure, highlighting the integration of these systems. The strongest evidence that the diving reflex is not the mechanism for airflow cessation during seizure-induced periods of central apnea is the fact that the HR changed in our animals by less than 10% [88], whereas other studies have reported HR changes over 50% in rats (e.g., [97,98,99]). In fact, we initially compared seizure-induced central apneic episodes to breath holding [20] because periods of seizure-induced central apnea were relatively free of the intense autonomic response that comes during attempts to breathe against a closed airway or during asphyxiation (e.g., [100,101,102]).
The sympathetic response to airway occlusion is severe (e.g., [101]). We also find that seizure activity drives sympathetic outflow to the adrenal gland (Nobuhiro Watanabe and Mark Stewart, unpublished), amplifying the sympathetic impact of hypoxia during seizure activity. In fact, the sympathetic activity is critical for many of the cardiac performance changes (e.g., [59]).
Translation to the bedside
As detailed as our studies have been, how could it be possible to translate results from rats, which are anesthetized, and induced to have seizures with a chemical convulsant to epilepsy patients?
The detailed publication of results from the MORTality in Epilepsy Monitoring Unit Study (MORTEMUS) [3] presented a sequence of events between seizure and death that included the onset of “terminal apnea” followed by cardiac arrest. A supplement to the paper showed raw data from the key cases that led to this overall sequence. In analyzing our data, we found that during inspiratory attempts against an occluded airway, EMG signals from the effort mixed with the ECG recordings [20, 103]. The MORTEMUS paper interpreted these signals as evidence of actual breathing, and we could show with certainty that these events also reflected effort during airway occlusion and, further, that the amplitude of these signals correlated with the effort [103, 104].
In fact, two complementary biomarkers can be derived from ECG records (Fig. 8). The first is the EMG-based signal descried above and the second biomarker is an abrupt increase in RR interval variance with the particular appearance of very short intervals associated with attempts to inspire during obstruction. We believe that this linkage between our model and the clinical data argues strongly for airway obstruction in the human cases and that seizure-induced laryngospasm may link the ictal state to postictal terminal events. Further, we argue that these biomarkers can be applied to past cases to subclassify possible causes of death and used to monitor patients to improve outcomes by signaling times of airway obstruction.
Prevention and intervention
The challenge for identifying the mechanism of a clinical condition that occurs rarely and under circumstances where physiological data are rarely available is daunting. The availability of a small animal model that can be extensively manipulated and monitored opens a number of doors for accelerating advances in SUDEP research. Our animal model has been manipulated to offer experimental access to many of the points on the path from seizure to death (Fig. 9). This or equivalent models can be studied to define the critical window of opportunity for resuscitation, specific resuscitation interventions, and approaches that can lead to prevention.
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Acknowledgements
The author is grateful to his sponsor, Dr. Harumi Hotta of the Tokyo Metropolitan Institute of Gerontology, and for the support of the Japan Society for the Promotion of Science. The research itself was supported with philanthropic contributions, university support, and other sources. This manuscript is an updated review of material that was presented by the author in a number of seminars during the month of March, 2016.
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Stewart, M. An explanation for sudden death in epilepsy (SUDEP). J Physiol Sci 68, 307–320 (2018). https://doi.org/10.1007/s12576-018-0602-z
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DOI: https://doi.org/10.1007/s12576-018-0602-z